Disclosures

First New York Securities LLC is an Equal Opportunity Employer, a member of the SIPC and a member of FINRA

FINRA Registration
As a Broker/Dealer, traders must be Series 7 and 55 registered in order to receive a capital allocation and trading privileges.

First New York Customers

FNY customers who are interested in seeing order routing statistics pursuant to SEC Rule 11-Ac1-6, please CLICK HERE; once connected to the link, scroll down to highlight First New York Securities and then click display.

Customer Business Continuity Plan Disclosure CLICK HERE for further information.